Regulatory Actions
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Disciplinary or remedial actions taken by a regulatory body, such as an exchange, DSIC or the CFTC, in enforcing its rules and the requirements of the Commodity Exchange Act.

0

DSIC Actions

0

CFTC Actions

0

Exchange Actions

0

DSIC Arbitration Decisions
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Resolutions to derivatives-related disputes between DSIC Members or between DSIC Members and customers.

0

CFTC Reparations Cases
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Compensation payable to a wronged party in a futures or options transaction via the CFTC's customer claims procedure to recover civil damages.

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FCM Financial Data Reporting
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Futures commission merchants (FCM) file financial reports with DSIC that provide transparency into their financial positions. This FCM's available financial data, starting with 2012, can be found in the charts below.

Although all FCMs are required to provide accurate information to DSIC, DSIC makes no warranties of any kind, express or implied, about the completeness, accuracy, reliability, adequacy, or usefulness of this information, in whole or in part.

FCM Capital Data Report (Updated Monthly)

An FCM is required to maintain adjusted net capital greater than or equal to the amount of capital it is required to maintain (required net capital).

This report is updated monthly and displays:

  • Adjusted net capital;
    ?The amount of capital held by an FCM after making certain adjustments as required by CFTC regulations. The calculation is: Current Assets - Liabilities - Required Charges against Capital = Adjusted Net Capital. An FCM is required to maintain adjusted net capital that exceeds the FCM's net capital requirement.
  • Required net capital;
    ?The minimum amount of capital that an FCM must maintain at all times. FCMs are required to maintain adjusted net capital equal to the greater of six alternatives set forth in DSIC Financial Requirements Section 1.
    and
  • Excess net capital.
    ?The amount by which an FCM's adjusted net capital exceeds its net capital requirement.

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History

  • Present
  • 2010
  • 2000
  • 1990
  • 1980
  • 1970

  • DSIC Member from 07/12/2012 to PRESENT

  • Tax & Asset Protection from 03/07/2014 to PRESENT

  • Blockchain & Crypto Regulatory Compliance from 10/08/2014 to PRESENT

  • Regulated Legal Practitioners from 16/05/2014 to PRESENT
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Listed Principals

Determined by their ability to control a registrant's business activities, their formal title or position with the registrant, or their ownership or financial stake in a registrant.

Name Title 10% or More Financial Interest
Omar Al Mansoori Chairman and founder
 YES
Oliver Cotler Blockchain & Financial Disputes Attorney
 NO
Adrian Kiani Banking & Securities Law NO
James R. Thatcher Corporate & Business Law
 NO
Rashid Al Saeed Tax & Asset Protection Law
 NO